Company Profile

Altana Wealth is an award-winning Asset Management Company based in London with an affiliate company based in Monaco, backed by partners’ money and with a wide range of product types. The company manages assets on behalf of professional clients and eligible counterparties. Altana Wealth is authorised and regulated by the Financial Conduct Authority in the UK and CCAF in Monaco.

Team Profile

Our team members are outstanding individuals coming from a diverse range of backgrounds and cultures with a common focus on high performance and distinguished sources of alpha. We are constantly seeking innovative solutions that would set us apart from our competitors by offering transparency and aligning our investors with every strategy. We value our passion, commitment and are rewarded for our performance.

Position Overview

We are looking to recruit a talented and versatile Investor Relations & Compliance Associate to join our team. This hybrid role sits at the intersection of client engagement and regulatory oversight, offering a unique opportunity to gain exposure across both front-facing investor relations activities and core compliance / AML frameworks.

Reporting directly to the Head of Investor Relations and the Compliance Officer/AMLRO, the successful candidate will work closely with both to support the firm’s external communications, investor servicing, and regulatory obligations across multiple jurisdictions.

This role is well-suited to candidates with 2–4 years of experience within regulated financial services (ideally banking or asset management) who are looking to broaden their skillset across both commercial and control functions.

Why This Role

• Unique hybrid exposure across front office (IR) and second line (compliance)

• Broad visibility across fund structures, investors, and regulatory frameworks

Key Responsibilities

Investor Relations (circa 50%)

• Act as a point of contact for investor queries, ensuring timely and high-quality responses

• Support the preparation and distribution of investor reporting, presentations, and marketing materials

• Assist with DDQs, RFPs, and ad hoc investor requests

• Maintain CRM systems, investor records, and distribution lists

• Coordinate investor communications, including updates, newsletters, and fund-related documentation

• Work closely with investment and operations teams to ensure accurate and consistent messaging

• Develop a strong understanding of fund structures, strategies, and the investor lifecycle (subscriptions, redemptions, etc.)

• Build and maintain relationships with key stakeholders, including investors, administrators, and internal teams

Compliance & AML (circa 50%)

• Support day-to-day compliance and AML/CTF activities across various jurisdictions

• Maintain and update core compliance documentation (policies, registers, risk analysis, periodic review, testing, training logs, conflicts, etc.)

• Assist with KYC / AML processes, including investor onboarding and periodic reviews

• Contribute to regulatory reporting, filings, and responses to information requests

• Support monitoring activities (e.g. sanctions screening, file reviews, controls testing) under supervision

• Help prepare materials for audits, regulatory inspections, and board reporting

• Maintain accurate records and ensure proper documentation and audit trails

• Liaise with internal teams to ensure adherence to compliance requirements in investor communications

Candidate Profile

Only candidates not requiring visa sponsorship at the time of hiring will be considered.

Experience

• 2–4 years of relevant experience within regulated financial services

• Background in banking, asset management, wealth management, or similar regulated environments strongly preferred

• Exposure to either investor relations or compliance/AML required; experience across both is a strong advantage

Education

• Degree in finance, economics, law, business, or a related discipline

• Required: LCB/FT-C (AML/CFT) professional certification and AMAF Professional Certification in Monaco

Skills & Competencies

• Strong attention to detail, accuracy and confidentiality; high level of integrity, professionalism, and discretion

• Excellent written and verbal communication skills, with the ability to interact confidently with external stakeholders

• Commercial awareness combined with a strong understanding of regulatory expectations

• Ability to manage multiple priorities across both client-facing and control-oriented tasks

• Strong organisational and time management skills in a fast-paced environment

• Solid Excel and PowerPoint skills; general proficiency across MS Office tools

• English and French – Fluent

Key Success Factors

• Ability to balance client service orientation with regulatory discipline
  Strong ownership mindset with the ability to operate across different functions

• Proactive, adaptable, and keen to learn in a cross-functional role

• Collaborative approach, working effectively with IR, compliance, investment, and operations teams.